"Substantial Forms and Evolution"
From The Range of Reason, Chap IV
By Jacques Maritain
WITH REGARD TO the third specific issue — substantial forms and finality — we may wonder whether any vindication of substance, substantial form and finality, however persuasive in itself it may be, can really convince a Pragmatist thinker. For the latter is indeed diposed to admit that we have signposts "telling us what behavior we may expect of things" and "enabling us to adjust successfully to the things that behave." But precisely the "behavior" that substance and substantial form lead us to expect and enable us to adjust ourselves to, is, if I may say so, the intelligible behavior, the very intelligibility of things insofar as their reality is analyzed in terms of being and resolved into the root intelligibility of being; whereas the behavior to which the Pragmatist philosopher is eager to adjust himself is the sense-perceivable behavior of things analyzed in terms of becoming and inter-activity, and resolved in the observability and measurability of "scientific" phenomena.
In the same way, finality, as Doctor Sheldon rightly observes, is the primary reason for becoming, and the deepest stimulus in the drama of the universal process, but I doubt whether we can realize this if we philosophize on the level of the empirico-mathematical explanation of phenomena and not on the level of metaphysics' abstractive intuition. And finality implies that the process tends toward an "end," toward a point where there is no longer any motion, but only repose and possession, so that the universal process and dynamism which permeates the cosmos and which carries along, so to speak, each agent beyond its own particular ends, making creation groan after its accomplishment, has its ultimate reason in the transcendent finality by virtue of which He Who is the self-subsisting Being is desired and loved by every being more than itself. Would such a view be acceptable to Pragmatist philosophy?
On the other hand, whereas I believe that it is perfectly right to emphasize the need for Thomistic philosophy, in the various phases of its conceptualization, to give greater scope to the general idea of dynamism and evolution — the real conquest of modern thought — and to deepen in this connection the traditional notion of substantial form, I think, nevertheless, that such statements should be further developed in order to remain true.
Substance is not a static inert substratum; it is the first root of a thing's activities and, while remaining the same as to its substantial being, it ceaselessly acts and changes — through its accidents, which are an expansion of itself into another, non-substantial, dimension of being. But as substance it does not change. As long as a material substance is not "corrupted" and transformed into another, it is immutable in its metaphysical — merely intelligible and non- experiential — reality of substance. Man's nature, while keeping its fixed specific determination, owing to a substantial form which is spiritual and subsisting, is, of course, capable of an endless increase of knowledge and intellectual achievement — this is the privilege of reason. But the root power and natural strength of the human intellect are not able to go beyond the capacities of reason and to pass into the degree of intellectuality of the least of the angels.
I am convinced that the hylomorphic theory involves no incompatibility with the discoveries of modern physics; and the suggestion that "the Scholastic should lay more stress on recent physics and less on chemistry" seems to me highly commendable. Surely, as Doctor Sheldon writes, "it would present his Thomistic cosmology in a fairer light, bringing out its power of adaptation and progressive character." Nevertheless, I should like to point out that it would be illusory to seek a verification of the hylomorphic theory in modern physics, for the one and the other are at work on different levels of thought, and the entities constructed by the physico-mathematical explanation of matter involve a great deal of symbolization: they sound like entia rationis grounded in the nature of things rather than like ontological realities.
Finally, as concerns evolution, I believe that the evolutive process of nature and the notion of substantial form can and must be reconciled. Yet Doctor Sheldon put his finger on the crucial point when he wrote: "The difficulty is to see how, if a substantial form is fixed and definite, it can contain a principle that allows for its own transformation, not merely into another substantial form, but into a greater one." This difficulty is a logical impossibility indeed; no substantial form can be transformed into another; when a substantial change occurs, the new substantial form is drawn out ("educed") the potentiality of matter according to the ultimate root dispositions introduced in matter by the physical agents which modify atomic structure and cause the transmutation of an element, or, in the case of compounds, by the activities of the very substances which are in the process of "corruption," and which will cease to exist at the instant in which the new substance comes into being.
The new substance can be more "perfect" — imply a higher degree of integration and individuality — in the ontological scale of physical nature, not only because matter (prime matter) "aspires" to the full actualization of all the forms it contains potentially, but because the new more perfect" substance results from an atomic redistribution which, in its capacity of an "ultimate disposition," requires the "eduction" of a higher form, or because, in the case of compounds, this new "more perfect" substance is the integration, in a new formal and subsisting unity, of the activities brought about in matter by the antecedent substances which "generate" it at the instant when they destroy each other (and whose forms remain virtually in the new substantial form then educed). This also presupposes that the entire cosmos and the interaction of all its energies co-operate in the production of the new substance, that is, in the "eduction" of the new substantial form.
Now, when it comes to the biological realm, a new problem arises; new living organism has of necessity the same specific substantial form as the organism or organisms from which it proceeds. How then, is biological evolution to be conceived in terms of substantial forms? I think there are two possible ways of explaining it. First of all, species (the ontological species, not the taxonomic species dealt with in botany, zoology or genetics) could be understood in a more dynamic as well as in a more extensive manner. When I say "a more extensive manner," I mean that such large groups as those which classification terms families, orders, etc., should perhaps be considered as belonging to one and the same ontological species. When I say "a more dynamic manner," I mean that the substantial form, in the realm of life, could be considered as protruding, in its virtualities, beyond the capacities of the matter it informs in given conditions, like, for example, an architectural style or poetic idea which we might imagine as thrown into matter and working it by itself. In short the substantial form would then be viewed as an ontological impulse realizing itself in various patterns along the line of a certain phylum. Yet such evolution could, of course, only take place within the limits of the phylum or the ontological species in question.
Secondly, concerning the hypothetical origin of the various phylums themselves, if now we take into account the transcendent action of the First Cause, we may obviously conceive that (particularly in those formative ages when the world was in the state of its greatest plasticity, and when the divine influx was penetrating nature and completing the work of creation) that existence-giving influx of God, passing through created beings and using them as instrumental causes, was able — and is still able — to heighten the vital energies which proceed from the form in the organism it animates, so as to produce within matter, I mean within the germ-cells, dispositions beyond the limits of that organism's specificity. As a result, at the moment of generation a new substantial form, specifically "greater" or more elevated in being, would be educed from the potentiality of matter thus more perfectly disposed.
These much-too-summary considerations may give perhaps some idea of the manner in which the fact of evolution (leaving aside what concerns the origin of man which entails quite different problems)* is to be integrated into Scholastic philosophy. Would such a way of thinking have a meaning from the Pragmatist point of view? That is another question.
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* The profound ontological break in continuity introduced, beneath the apparent continuity with which science deals, by the advent of a spiritual soul which can come to exist only as immediately created by God, presupposes not only the above-mentioned action of the creative influx, the principal agent of evolution, passing through nature, but also a special intervention of God to create a spirit, a soul "in His own image" which is the entelechy of a new living species, and by virtue of which the body of the first human being also represents, metaphysically speaking, an absolute beginning, and has God alone as its engendering cause and Father, even if the body in question resulted from the infusion of a human soul into a pre-ordained animal cell — which, by the very fact of the infusion was changed in its very essence, to the point of being contra-distinguished to the whole animal realm.
Showing posts with label substance. Show all posts
Showing posts with label substance. Show all posts
Friday, April 24, 2015
Wednesday, August 13, 2014
Brother Benignus: The Nature of Knowledge
4. Form and Knower. St. Thomas makes an equation not only between knowability and form but also between the power to know and form. When I know a thing, I have in some manner become that thing; that is, I have received its form. We have already become acquainted in preceding chapters with what it means for matter to receive a form. When some matter receives a substantial form, it becomes physically the substance determined by that form; thus, the food which I eat becomes my flesh. When some matter receives an accidental form, it is physically altered to that accidental determination; for example, it becomes hot or red or square. But my mind does not turn to flesh when I know what flesh is, nor does it become flat I know what a plane is. Therefore, it must be concluded that it is not the matter in me that assumes the forms of the things which I know. In other words, I do not, in knowing things, assume their forms in my capacity of a composite substance; if I did I would literally turn into the things which I know. I receive these forms into my form as such, and consequently the modification wrought in me is not material. (8) From this St. Thomas concludes that only those beings whose forms are to some degree free from their matter are capable of having knowledge. “Free from matter” does not here mean separated from matter; certainly substantial forms (i.e., the souls) of animals are inseparable from matter and yet animals have a certain degree of knowledge. Their soul may be said to be free from matter in the sense that although it can never exist or operate except in and through their body, yet its whole energy is not limited to or used up in forming and animating their own body but reaches also to the reception of the forms of other bodies in an immaterial way. Thus a kitten first possesses in itself cognitively and immaterially the milk which it is about to add to itself materially; the milk is part of the kitten’s life in two distinct way, but one of these ways, the cognitive way, is purely formal. The milk, on the contrary, can never contain the kitten formally but only materially, the form of the milk is to no degree free from matter, and consequently the milk cannot receive any purely formal determination by which it becomes something else while yet remaining itself; therefore it is incapable of knowledge. (9)
“Knowing beings are distinguished from non-knowing beings,” wrote St. Thomas, (10) “in that the latter possess only their own form, while knowing being is by nature capable of having also the form of another thing.” And by receiving the forms of other things knowing beings become those things without ceasing to be themselves.
“In beings which have knowledge, each is so determined to its own natural being by its own natural form that it is nevertheless capable of receiving of all intelligible things. And so the human soul, in a certain manner, becomes everything through sense and intellect.” (11)
5. Form and Intelligibility. Intelligibility means capacity to be understood or to be an idea. It is St. Thomas’ teaching that forms are themselves intelligible; that is to say, they are ideas, either potential ideas, when they are immersed in matter, or actual ideas, when they are free from matter. The form in anything is its idea, and this form, in the mind, makes the thing known to the mind.
“What is called idea in Greek is called forma in Latin. Whence by ideas we understand the forms of certain things existing apart from the things. Now the form of a thing existing apart from the thing can have a twofold being: it may either be the exemplar of that of which it is called the form, or it may be the principle by which the thing is known, for which reason the forms of things known are said to be in the one knowing.” (12)
When a form is not actually intelligible, this is not due to anything in itself as form, but to its mode of existence in matter. Every form existing free from matter is actually intelligible, that is to say, is an actual idea.
6. Form and Intelligence. St. Thomas goes further than this. He not only equates form with intelligibility, but also with intelligence. Every form subsisting in itself apart from matter is an actual intelligence. How far the Angelic Doctor goes in identifying form with intelligibility and intelligence is made clear by the following passages:
“Just as matter is the principle of particularity, so is intelligibility due to form. For this reason form is the principle of knowledge. Wherefore, it follows necessarily that every forM existing in itself apart from matter is intellectual in nature; and if, indeed, it subsists in itself, it will also be an intelligence. If, on the other hand, it is not subsistent but rather a perfection of some subsistent being, it will not be an intelligence, but a principle of understanding.” (13)
“If there were a box subsisting in itself without matter, it would understand itself; because immunity from matter is the cause of intellectuality, and because of this, the box without matter would not differ from the intelligible box.” (14)
“Every form subsisting in itself without matter is an intellectual substance, for immunity from matter confers intelligibility.” (15)
7. Actuality, Intelligibility, and Intelligence. This teaching of St. Thomas is no special, peculiar doctrine, but is simply a particular application of principles which he constantly employs. Creatures are ordered in a hierarchy of degrees of perfection, and perfection itself is measured by actuality of being. Primary matter is pure potentiality; and consequently the more any form of being involves materiality the more potential and the less actual it is, and the more free the form is from matter the less potential and the more actual it is. Actual intelligibility is a high degree of perfection, attained by form only when it is completely free from matter, as a form is in an intellect. Hence, every form separated from matter and received in an intellect is an actual idea. But actual intelligence, being an operation, can belong only to a substance, since every operation must be attributed to some substance. Therefore, an actually intelligible form, if it is a substance, that is, if it subsists in itself, will also be an actual intelligence; for intelligence is simply subjective intelligibility. An idea which is in a subject, but which is not itself a subject, is understood but does not understand; an idea which is itself a subject understands itself. In the final analysis intelligibility and intelligence are identical, because, as St. Thomas says so often, and as shall be explained below, “the intelligible thing in act is the intellect in act.”
~Brother Benignus, F.S.C., Ph.D.: Nature, Knowledge and God: An Introduction to Thomistic Philosophy, pp. 221-223. Bruce Publishing Co. (1947)
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Notes
8. S. Theol., I, 50, 2, ad 2; Con. Gen., II, 50, fourth arg.
9. S. Theol., I, 84, 1, c.
10. S. Theol., I, 14, 1, c.
11. S. Theol., I, 80, 1, c.
12. S. Theol., I, 15, 1, c. Cf. De Ver., III, 2, c.
13. In I Sent., d. 35, q. 1, 1, c.
14. De Spirit. Creat., I, ad 12.
15. Con. Gen., II, 91.
“Knowing beings are distinguished from non-knowing beings,” wrote St. Thomas, (10) “in that the latter possess only their own form, while knowing being is by nature capable of having also the form of another thing.” And by receiving the forms of other things knowing beings become those things without ceasing to be themselves.
“In beings which have knowledge, each is so determined to its own natural being by its own natural form that it is nevertheless capable of receiving of all intelligible things. And so the human soul, in a certain manner, becomes everything through sense and intellect.” (11)
5. Form and Intelligibility. Intelligibility means capacity to be understood or to be an idea. It is St. Thomas’ teaching that forms are themselves intelligible; that is to say, they are ideas, either potential ideas, when they are immersed in matter, or actual ideas, when they are free from matter. The form in anything is its idea, and this form, in the mind, makes the thing known to the mind.
“What is called idea in Greek is called forma in Latin. Whence by ideas we understand the forms of certain things existing apart from the things. Now the form of a thing existing apart from the thing can have a twofold being: it may either be the exemplar of that of which it is called the form, or it may be the principle by which the thing is known, for which reason the forms of things known are said to be in the one knowing.” (12)
When a form is not actually intelligible, this is not due to anything in itself as form, but to its mode of existence in matter. Every form existing free from matter is actually intelligible, that is to say, is an actual idea.
6. Form and Intelligence. St. Thomas goes further than this. He not only equates form with intelligibility, but also with intelligence. Every form subsisting in itself apart from matter is an actual intelligence. How far the Angelic Doctor goes in identifying form with intelligibility and intelligence is made clear by the following passages:
“Just as matter is the principle of particularity, so is intelligibility due to form. For this reason form is the principle of knowledge. Wherefore, it follows necessarily that every forM existing in itself apart from matter is intellectual in nature; and if, indeed, it subsists in itself, it will also be an intelligence. If, on the other hand, it is not subsistent but rather a perfection of some subsistent being, it will not be an intelligence, but a principle of understanding.” (13)
“If there were a box subsisting in itself without matter, it would understand itself; because immunity from matter is the cause of intellectuality, and because of this, the box without matter would not differ from the intelligible box.” (14)
“Every form subsisting in itself without matter is an intellectual substance, for immunity from matter confers intelligibility.” (15)
7. Actuality, Intelligibility, and Intelligence. This teaching of St. Thomas is no special, peculiar doctrine, but is simply a particular application of principles which he constantly employs. Creatures are ordered in a hierarchy of degrees of perfection, and perfection itself is measured by actuality of being. Primary matter is pure potentiality; and consequently the more any form of being involves materiality the more potential and the less actual it is, and the more free the form is from matter the less potential and the more actual it is. Actual intelligibility is a high degree of perfection, attained by form only when it is completely free from matter, as a form is in an intellect. Hence, every form separated from matter and received in an intellect is an actual idea. But actual intelligence, being an operation, can belong only to a substance, since every operation must be attributed to some substance. Therefore, an actually intelligible form, if it is a substance, that is, if it subsists in itself, will also be an actual intelligence; for intelligence is simply subjective intelligibility. An idea which is in a subject, but which is not itself a subject, is understood but does not understand; an idea which is itself a subject understands itself. In the final analysis intelligibility and intelligence are identical, because, as St. Thomas says so often, and as shall be explained below, “the intelligible thing in act is the intellect in act.”
~Brother Benignus, F.S.C., Ph.D.: Nature, Knowledge and God: An Introduction to Thomistic Philosophy, pp. 221-223. Bruce Publishing Co. (1947)
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Notes
8. S. Theol., I, 50, 2, ad 2; Con. Gen., II, 50, fourth arg.
9. S. Theol., I, 84, 1, c.
10. S. Theol., I, 14, 1, c.
11. S. Theol., I, 80, 1, c.
12. S. Theol., I, 15, 1, c. Cf. De Ver., III, 2, c.
13. In I Sent., d. 35, q. 1, 1, c.
14. De Spirit. Creat., I, ad 12.
15. Con. Gen., II, 91.
"If you want the best, readable exposition of Thomistic philosophy available in a single volume, this is it. A must-have book for anyone seriously interested in Thomism. Brother Benignus Gerrity wrote a practical masterpiece summarizing the essential elements of Thomistic philosophy, containing all the main philosophical sciences, except ethics. It contains a splendid presentation of the philosophy of nature, philosophical psychology, epistemology, metaphysics, and natural theology -- together with the necessary relevant historical context. There are other works that give exquisite analyses of parts of Thomism, but, having taught philosophy for over forty years, I do not hesitate to direct students immediately to this book as essential to their understanding of most of sound Thomistic thought in a single place. I recommend this fine work without qualification."
~Dennis Bonnette, Ph.D., Professor of Philosophy
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